New Business Register
Compliance Star allows you to select from a package of modules which can be tailored to your needs and requirements
- The FCA expects firms to have sufficient records detailing its customers/clients services and products.
- New business registers are automatically generated at pre-determined dates with notifications for completion and checking through to sign off.
- The firm enters or uploads via CSV file all new client activity within the given time frames specified with the new business register allowing a central record of all firms activities.
- Identification of the firms Units/Agents service, products and customer base.
- Comparison and analysis of the firms/agencies regulated activity and regulatory income.
- Clear and concise reporting of the firms supervision and oversight.