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Got questions? We have the answers

 

What is Compliance Star?

 

Compliance Star is an automated compliance management and workflow system creating efficiencies within your organisation to support your regulatory obligations.

Will I receive training and support when using the platform?

 

We will provide you with a full suite of instructional guides and our team are on hand to help you every step of the way.

I only need help in determining which regulation applies to my firm, can I just purchase the Compliance Manuals section?

 

Yes, we offer bespoke packages to suit the needs of your business.

Can I speak with someone directly for more information?

 

You can call our offices on 0203 859 0056. Standard rates apply. Office Hours 09.00 – 17.00 Mon-Fri.

Modules for Directly Authorised Firms
SMCR Module 3@4x Audit@4x-100-1 AML Module 2@4x Complaints@4x-100-1 MI Module 2@4x Fit and Proper@4x-100 Financial Promotions Module 2@4x CPD@4x-100-1 Manuals Module 2@4x New Business Register@4x-100 Risk Register Module 2@4x Reporting Registers@4x-100-1
Modules for Principal Firms
AR Take On Process@4x-100 Firm DD Module 2@4x Audit@4x-100-1 Attestations Module 2@4x Complaints@4x-100-1 MI Module 2@4x AR Take On Approved Persons@4x-100 AML Module 2@4x APER Fit and Proper Testing@4x-100 AFT Module 2@4x CPD@4x-100-1 Financial Promotions Module 2@4x New Business Register@4x-100 Manuals Module 2@4x Reporting Registers@4x-100-1 Risk Register Module 2@4x