The right tools for effective monitoring and risk management.
Managing Your Risks
FCA regulations means it’s more important than ever for principal firms to take responsibility for the actions and behaviors of those they appoint representative status to and ensure that the business effectively manages compliance and risk.
One of the key benefits of Compliance Star is comprehensive, reliable data which the business can rely upon to manage its exposure to risk, ensure those who control and direct the business have demonstrable, effective oversight and offer rapid identification of issues allowing the principal firm to respond quickly so reducing customer and regulatory risk.
Compliance Star gives you the tools you need to keep your business up to compliance standards.